1
حسابداری و مالی::
واحد تطبیق شرکت
Consequently, these organizations typically require a firmwide approach to compliance risk management and oversight that includes a corporate compliance function.
In addition to the oversight provided by the board of directors and various executive and management committees of an organization, a key component of firmwide compliance oversight in larger, more complex banking organizations is a corporate compliance function that has day-to-day responsibility for overseeing and supporting the implementation of the organization's firmwide compliance risk management program, and that plays a key role in controlling compliance risks that transcend business lines, legal entities, and jurisdictions of operation.
Accordingly, such organizations should generally implement firmwide compliance risk management programs and have a corporate compliance function.
The corporate compliance function should play a key role
In lieu of relying on a corporate compliance function to play a key role in providing day-to-day oversight of the compliance program, these organizations may rely on executive and management committees that are actively involved in providing ongoing corporate oversight of the compliance risk management program.
واژگان شبکه مترجمین ایران